regulatory compliance and governance 18

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Scenario: The Sarbanes-Oxley Act (the “SOX“) has been in effect since 2002 and has cost businesses millions of dollars in personnel and administrative costs. Your company is in the process of “going public,” has underwritten its Initial Public Offering (IPO), and filed its registration statement with the Securities Exchange Commission. Your current executive team has asked you to create a plan ensuring SOX compliance is followed once you become a publicly traded company. As part of this plan, they have asked you to create a chart that can be easily referenced to ensure compliance with the SOX.

Review the pertinent sections of The Sarbanes-Oxley Act (SOX) Act. For purposes of this proposal to the board, only concern yourself with the compliance provisions of SOX (Sections 302, 401, 404, 409, and 802).

Create a chart summarizing the provisions of SOX §302, §401, §404, §409 and §802

Cite a minimum of two references: one reference for the five content areas must be taken from a business or legal resource and one resource must be from the University Library.

Format your sources and reference page consistent with APA guidelines submit your assignment as a Microsoft® Word document.

 
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